In “where you sleep at night” inquiries, USPTO belatedly pays attention to some of my blog articles

The hamfistedness of USPTO’s efforts to force US trademark applicants to reveal where they sleep at night is striking.  It is recalled that the USPTO claims that it needs to know where the US trademark applicant sleeps at night because it wants to smoke out any foreign applicant that might be using a post office box in the US to avoid having to hire US counsel.  This justification collapses in those cases where, for example, the trademark application was filed by US counsel.  But even in applications that were filed in the first place by US counsel, the USPTO persists in demanding that the applicant reveal to the USPTO where it sleeps at night.

During the first few years of this inquisitiveness by the USPTO into the sleeping habits of its applicants, the trigger for the inquiry was quite crude — it was the presence of the five letters “P O Box” in the address listed in the trademark application.  This was an opening big enough to drive a truck through, for obvious reasons:

    • The USPTO actively encourages its post office box customers to make use of the street address of the post office where the customer’s post office box is located, for example to facilitate package deliveries.
    • The applicant might simply use a UPS Store or other private mailbox service.

During the first few years of this inquisitiveness by the USPTO into applicants’ sleeping habits, the USPTO routinely snoozed through many applications that made use of such applicant mailing addresses that avoided using the five letters “P O Box”.   See for example my February 7, 2020 blog article The Commissioner for Trademarks definitely discards the CMRA data that it receives from the USPS and and my March 27, 2020 blog article Trademark Office misses a chance to demand that a trademark owner reveal where it sleeps at night and my July 31, 2021 blog article Let’s see if the Commissioner for Trademarks is now paying attention to CMRA information and my August 18, 2021 blog article Yes, the Trademark Office had a “comprehensive strategy” all along.  That last blog article described how, in exasperation at the Commissioner’s being so inconsistent about this, I actually emailed to Commissioner Gooder a spreadsheet listing over two thousand trademark applications where a street address of a particular mail box rental service in Colorado Springs had been used instead of a post office box, and the Commissioner had snoozed through it.

But now after some three years, the USPTO has finally gotten around to making use of the CMRA information that it receives from the USPTO.   Here is an example quoted from a recent Office Action:

In this case, the application lists applicant as a juristic entity and specifies applicant’s domicile address as follows: 6841 Elm Street, Unit 51, McLean, Virginia 22101. This address has been identified as a commercial mail receiving agency by the U.S. Postal Service Coding Accuracy Support System (CASS) and thus does not appear to be applicant’s headquarters where its senior executives or officers ordinarily direct and control the entity’s activities. See 37 C.F.R. §2.2(o)-(p); TMEP §601.01(b)(1). A commercial mail receiving agency is a private business that accepts mail from the U.S. Postal Service on behalf of third parties.

The USPTO raises this issue in the Office Action, of course, to try to smoke out the possibility that the applicant might be domiciled outside of the US and might have made use of a mailing address at a UPS Store or other similar service, instead of using a telltale post office box address, in an effort to avoid having to hire US counsel.

But anyway, yes,  after some three years of receiving these suggestions, the Commissioner has now for the first time gotten around to making use of the CMRA database at the USPS to identify applications that make use of a post office’s street address to avoid the telltale “P O Box” letters, and to identify applications that make use of a UPS Store or similar private mailbox service.  The practical consequence is that the Commissioner’s inquisitiveness into the sleeping habits of trademark applicants now casts a much wider net.  Such inquisitiveness ought not to be necessary in cases filed by US attorneys, but it is there anyway.

It is not lost on me that I have been (and continue to be) a strong critic of this inquisitiveness on the part of the Commissioner, and yet as described above, I have been “giving aid and comfort to the enemy” by helping the Commissioner figure out how to cast a much wider net in this inquisitiveness into sleeping habits of trademark applicants.  I guess in part I have been hoping that sooner or later the Examining Attorneys (whose workload in this area has probably doubled or tripled due to my having educated the Commissioner about this) would push back.   I have been hoping that such pushback would prompt the Commissioner to use common sense and cease this “where does the applicant sleep at night” inquisitiveness at least in those cases where the applicant is already represented by US counsel.  Nope.  Common sense of this type seems to be in short supply.

It seems more than mere coincidence that this shift in the USPTO’s workflow happened only after these four blog articles were published, and only after I emailed to the Commissioner a spreadsheet listing over two thousand such examples.  Of course I might have hoped that the Commissioner would do me the courtesy of acknowledging this, or even perhaps thanking me for the suggestions.  Nope.

USPTO responds to one hundred eleven trademark practitioners on “where you sleep at night”

It is a wearisome business trying to guess what the USPTO will do next in its demands to know where the trademark applicant sleeps at night.  It is recalled that the USPTO’s stated reason why it supposedly needs so badly to know where the applicant sleeps at night is so that the USPTO can figure out whether the applicant is faking a US domicile to avoid having to retain a US attorney.  Common sense would suggest that if, prior to the mailing of the Office Action, the applicant had already taken the step of retaining a US attorney, then there would be no reason to require the applicant to reveal where he or she sleeps at night.  Indeed in many cases the trademark application was filed in the first place by a US attorney, so that at no point during the pendency of the application would this inquiry into the applicant’s sleeping habits have been needed.

In one recent development, the USPTO doubled down on its policy of inquiring into applicants’ sleeping habits, filing its appellee’s brief in a litigation against the USPTO about this policy.  (See blog article.)  But in another development, the USPTO has blinked a little bit.  Continue reading “USPTO responds to one hundred eleven trademark practitioners on “where you sleep at night””

What I sent to the USPTO today about DOCX

The USPTO appears to be digging in its heels on DOCX.   The USPTO published a Federal Register notice on December 29, 2022 entitled Setting and Adjusting Patent Fees During Fiscal Year 2020 (click here to see it) that provided an email contact.  On February 3, 2023 I wrote to the email contact, asking that my document The Fool’s Errand That Is DOCX (click here to see it) be placed in the rulemaking record.  He wrote back saying this:

Thank you for your message.
In accordance with Office Policy, I have not opened the attachment.

I wrote back the same day, saying:

Dear Mr Polutta —
You mention an “Office Policy.”  Could you please provide a cite or URL where it’s published?

I never heard back from him about this.  So I guess he was refusing to place the document into the rulemaking record in response to my email message.

So I guess there is no choice but to send it to him on paper, so as to eliminate the excuse of it having been an email attachment.  That is what I did today (click here to see what I sent).  Let’s hope that now he might place this document into the rulemaking record.

Which ePCT webinars are most popular as of today?

Here is the ranking as of today, from most registrations down to fewest registrations, for the next eight ePCT webinars:

  • 323 signups.  Thursday, March 16, 2023, 10AM Mountain Time.  Making sure your US priority documents are available to DAS, best practices for filing US priority documents, Certificates of Availability, setting up alerts.  Click to register.
  • 309 signups.  Thursday, April 20, 2023, 10AM Mountain Time.  Filing a new US PCT application in RO/US using ePCT.  Click to register.
  • 298 signups.  Tuesday, April 4, 2023, 10AM Mountain Time.  Getting to know your ePCT workbench, portfolios, office profiles, cloning, ePCT actions.  Click to register.
  • 292 signups.  Thursday, March 2, 2023, 10AM Mountain Time.  Intro to ePCT, why ePCT is important, getting a user ID and password, setting up 2FA.  Click to register.
  • 278 signups.  Thursday, March 23, 2023, 11AM Mountain Time.  Handshakes, eOwners, eEditors, eViewers, access rights groups, employee first day of work, employee last day of work.  Click to register.
  • 271 signups.  Thursday, March 9, 2023, 10AM Mountain Time. Why attorneys need to learn about ePCT, why you cannot simply delegate stuff to support staff.  Click to register.
  • 264 signups.  Thursday, April 13, 2023, 10AM Mountain Time.  Getting pending PCT applications into your workbench, going back to January 1, 2009, archiving old applications.  Click to register.
  • 264 signups.   Thursday, March 30, 2023, 10AM Mountain Time.  Shared address books, collaborative workflow, sharing with clients, sharing with outside counsel.  Click to register.

Trusting DOCX? Greek letter μ just became an m

click to enlarge

It is completely sensible for a patent office to be interested in receiving characters rather than images when a patent application is being filed.  There is the potential for everyone to benefit from successful submission of characters.  But DOCX is not (and never can be) the right way to do it, since DOCX fails as a way to communicate patent applications reliably or accurately.  See for example the letter that 82 patent practitioners sent to USPTO Director Vidal on December 28, 2022 urging her to read my paper called The Fools’ Errand that is DOCX.   I recently gave another attempt to filing a patent application using DOCX, and this time, one of the “DOCX fails” was that a Greek letter “μ” became an “m”.  Continue reading “Trusting DOCX? Greek letter μ just became an m”

Which ePCT webinars are most popular so far?

Yesterday I opened up the first eight ePCT webinars for registration.  In the first 24 hours, lots of folks have registered.  But I know what you are asking!  You want to know, which ePCT webinars have the most signups so far?  Here is the ranking so far, from most registrations down to fewest registrations so far:

    1. Thursday, March 16, 2023, 10AM Mountain Time.  Making sure your US priority documents are available to DAS, best practices for filing US priority documents, Certificates of Availability, setting up alerts.  Click to register.
    2. Thursday, April 20, 2023, 10AM Mountain Time.  Filing a new US PCT application in RO/US using ePCT.  Click to register.
    3. Tuesday, April 4, 2023, 10AM Mountain Time.  Getting to know your ePCT workbench, portfolios, office profiles, cloning, ePCT actions.  Click to register.
    4. Thursday, March 2, 2023, 10AM Mountain Time.  Intro to ePCT, why ePCT is important, getting a user ID and password, setting up 2FA.  Click to register.
    5. Thursday, March 9, 2023, 10AM Mountain Time. Why attorneys need to learn about ePCT, why you cannot simply delegate stuff to support staff.  Click to register.
    6. (actually tied with the March 9 webinar for fifth place)  Thursday, April 13, 2023, 10AM Mountain Time.  Getting pending PCT applications into your workbench, going back to January 1, 2009, archiving old applications.  Click to register.
    7. Thursday, March 30, 2023, 10AM Mountain Time.  Shared address books, collaborative workflow, sharing with clients, sharing with outside counsel.  Click to register.
    8. Thursday, March 23, 2023, 11AM Mountain Time.  Handshakes, eOwners, eEditors, eViewers, access rights groups, employee first day of work, employee last day of work.  Click to register.