Two Patent Center service failures in the past 24 hours

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Patent Center has had two service failures in the past 24 hours. The USPTO had promised its users that this would not happen — there are supposedly two servers called “Blue” and “Green”, and if one of them crashes the other is supposed to come into service automatically. The user should not even notice the switchover from one server to the other, we were promised. Despite these promises, there was a first Patent Center service failure yesterday afternoon, and a second Patent Center service failure this morning.  Continue reading “Two Patent Center service failures in the past 24 hours”

Three years later, USPTO developers repeat a coding mistake

It is astonishing to see the USPTO developers repeating a mistake now in 2023 that they made in 2020.  Back in 2020, it took the developers more than six months to fix it.  One wonders how long it will take this time.  The mistake was to assume (incorrectly) that “patent offices” are the same thing as “places that you can send mail to”.  I am not making this up!

Continue reading “Three years later, USPTO developers repeat a coding mistake”

Why the protective PDF does not protect you from DOCX risks

The USPTO is sticking with its plans to start imposing its $400 penalty for failing to file one’s US patent application in Microsoft Word format.  The penalty will start on January 17, or will start on January 18, depending on which sentence of the USPTO’s most recent announcements you choose to trust (blog article).  Another way to describe this is that a filer who (a) wishes to avoid at least some of the malpractice risks of filing in Microsoft Word format (the USPTO’s flavor of DOCX), and (b) wishes to avoid having to pay the $400 penalty … will need to include a trusted PDF copy of the application in the e-filing package.

Which means that starting on Thursday, January 18, or maybe starting on  Wednesday, January 17,  the filer will need to go to some trouble to make sure that a trusted PDF file forms part of the e-filing package.

But it is important to realize that the trusted PDF file does not fully protect the filer.

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One reason that the trusted PDF file does not fully protect the filer is that the USPTO’s e-filing system tampers with the trusted PDF.

As shown in the figure, the first thing that the USPTO does with your trusted PDF is dismember it into TIF images, one per PDF page. And then the USPTO carries out halftoning and resizing. This is the native storage format in IFW. Later if you click to see your trusted PDF, you will find that what IFW gives back to you as a PDF is not bit-for-bit the same as the PDF that you uploaded. The PDF that the IFW gives back to you will, among other things, have a non-identical message digest (hash).

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Here is a real-life example from a real filing of a trusted PDF in a US patent application.  At right you can see what I actually uploaded in the PDF.

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And at right you can see what you would actually get back if you were to download the supposedly same PDF file.   As you can see, the image is blurred almost beyond recognition.

It seems to me that the filer who wants to avoid the harm caused by the halftoning and resizing would definitely want to index the trusted PDF as “non-black-and-white drawings”. That way the trusted PDF is preserved bit-for-bit.

When exactly does the $400 non-DOCX penalty kick in?

Here is what the USPTO said today (archived here) about its $400 penalty for failing to file in Microsoft Word format:

As previously noted, we will continue to allow filings in non-DOCX filing formats for new, non-provisional utility patent applications until January 17, 2024. After January 17, those filing new, non-provisional utility patent applications with specification, claims, and abstract in non-DOCX filing formats will incur a surcharge.

It’s clear that filings carried out on January 16, 2023, or earlier, may be done in trusted PDF format without penalty.  It’s clear that filings carried out on January 18, 2023, or later, must include a Microsoft-Word-formatted copy of the patent application to avoid the penalty.

But what will happen for patent applications filed on January 17, 2024?  

The Federal Register notice says the effective date of the penalty will be January 17, 2024.  This means that a filer who files on January 17 (and fails to provide the Microsoft-Word-formatted copy) will incur the penalty.

But the quoted language above says the penalty will be incurred for applications filed after January 17.  In other words, a filing that is not “after January 17” will not incur the penalty.  And I note that January 17 and “after January 17” have no overlap.  They are not the same thing.

Let’s complete a survey for the PCT people at WIPO

Hello dear readers.  The people at WIPO who handle the PCT system are hoping to do a better job for their users, and so they have posted a questionnaire.  If you make use of ePCT, or if you use the services of RO/IB, you can share your thoughts through this questionnnaire.  Here is the invitation:

Starting in March 2023, the RO/IB has been working as a Pilot Team on enhancing our customer services.  We need again your support to ensure that we meet your expectations. We also invite you to share your ideas to help us go further.  Please complete the survey below and feel free to forward it to anyone in your PCT community.  Please click here and start the survey. It will take around 2 minutes.

Has your membership in a listserv been disabled due to “excessive bounces”?

(Updated November 25, 2023 to recognize that if your email service provider is bouncing the normal listserv postings, your email service provider may also have bounced the warning message that was sent to you about your email service provider bouncing the normal listserv postings.)

In recent days, dozens of members of our intellectual property listservs have received (or at least have been sent) email warnings that start like this:

Your membership in the mailing list <blah> has been disabled due to excessive bounces.  The last bounce received from you was dated <recent date>. You will not get any more messages from this list until you re-enable your membership. You will receive 2 more reminders like this before your membership in the list is deleted.

If you received such an email warning, this is because (a) you belong to one or more of our listservs, and (b) you selected Microsoft (outlook) to be your email service provider.   But of course another possibility is that you did not receive this warning email message, because your email service provider bounced the warning email message too.  What should you do next? Continue reading “Has your membership in a listserv been disabled due to “excessive bounces”?”

Telling twelve thousand people about four free webinars

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The map at right shows, in real time, our progress in letting twelve thousand people learn that they have an opportunity to attend four free-of-charge webinars about PCT forms.  As you can see, some 1600 emails have been sent (light green shading) to people in Asia and Africa and eastern and central Europe.  Just now, emails are being sent (dark green shading) to people in west Africa and parts of Greenland.  Some 11000 emails are waiting to be sent to people in North and South America.  Why did these emails not get sent all at once?  Continue reading “Telling twelve thousand people about four free webinars”