137 Intellectual Property Professionals write to OIRA re Patent Center

One hundred thirty-seven intellectual property professionals have written to the Office of Information and Regulatory Affairs at the Office of Management and Budget, asking for regulatory action regarding the USPTO’s handling of Patent Center and Private PAIR and EFS-Web.  The letter is dated today, October 9, 2023.  You can see it on SSRN (https://ssrn.com/abstract=4597405) and it is archived here.  The letter asks that OIRA do three things:

    • Remind the USPTO that it may not impose a burden of this magnitude without an ICR clearance.  Decommission of incumbent, working software should be postponed until the USPTO’s new replacement software demonstrates a level of reliability that provides practical utility. Decommission should be postponed until the PTO has a clearance obtained after full public comment. The PTO has done none of these things.
    • Remind the PTO that Information Quality principles govern the PTO’s decisionmaking.  Readiness and quality reviews of the new software on which the PTO relies are “influential,” and should meet requirements for objectivity, utility, integrity, and reproducibility, and public consultation. Software utility, quality, and readiness must be assessed from the point of view of the PTO’s users, not the PTO’s staff. The PTO has not done so.
    • Exercise its authority under 44 U.S.C. § 3504(a) and (h) to “oversee the implementation of policies, principles, standards, and guidelines for information technology functions and activities of the Federal Government, including periodic evaluations of major information systems” to ensure that the PTO’s major information systems are designed to achieve agency missions. As we note below, the PTO’s software engineering and quality processes are suspect.

October 7 is not the day

No, folks, October 7 is not the day.  Sorry about that.  The posting on October 7 about a new shortened response period for post-reg trademark Office Actions was an automatic, scheduled posting that I had scheduled many months ago.  But see this Federal Register notice dated September 12, 2023 in which the USPTO says that October 7, 2023 is not the day.  Instead, this change will happen at some unspecified time in “the spring or early summer of 2024”.

Dealing with a hack

Hello loyal readers.  A couple of days ago, this blog got hacked.  Instead of the usual “Ant-Like Persistence” page, it was a mostly blank page asking the visitor to type in a password.

Several nice people dropped emails to me to let me know they had noticed the problem.

I will describe what had gone wrong and what I did to fix the hack.  Continue reading “Dealing with a hack”

If only USPTO people could …

If only USPTO leadership people who are responsible for Patent Center could extend to USPTO’s customers the courtesy of …

    • returning telephone calls, or
    • replying to paper letters, or
    • answering emails.

If only the Commissioner for Patents could have answered a paper letter that Seventy-Four Members of the Patent Center Listserv sent to him about Patent Center on December 16, 2021.  He never replied to that letter.

If only the Director of the USPTO, Kathi Vidal, could have answered an email message that the Patent Center Listserv sent to her about Patent Center on June 9, 2023.  She never answered that email.

If only the Assistant Commissioner for Patents could answer an email message that the Patent Center Listserv sent to him about Patent Center on July 11, 2023.  He has not answered that email.

If only the Commissioner for Patents, Vaishali Udupa, could answer an email message that the Patent Center Listserv sent to her about Patent Center on July 25, 2023.  She has not answered that email.

If only the Assistant Commissioner for Patents could return a telephone message that the Patent Center Listserv left for him about Patent Center on September 18, 2023, asking him about the unanswered email of July 11, 2023 mentioned above.  He has not returned our call.

If only the Director of the USPTO, Kathi Vidal, could answer a paper letter that One Hundred Seventy-Eight Members of the Patent Center Listserv sent to her about Patent Center on September 29, 2023.  She has not replied to that letter.

If only the Commissioner for Patents, Vaishali Udupa, could answer an email message that the Patent Center Listserv sent to her about Patent Center on September 30, 2023.  She has not answered that email.

If only the Director of the USPTO, Kathi Vidal, could answer an Offer of Compromise that the Patent Center Listserv sent to her as a paper letter on September 30, 2023.  She has not replied to that Offer of Compromise.

When high-up USPTO people who are responsible for Patent Center fail to return telephone calls, and fail to reply to paper letters, and fail to answer emails, what should customers do?  

Today is not the day — not only 3 months to respond to a post-reg trademark Office Action

(Update:  No, folks, today is not the day.  Sorry about that.  The posting quoted below was an automatic, scheduled posting that I had scheduled many months ago.  But see this Federal Register notice dated September 12, 2023 in which the USPTO says that October 7, 2023 is not the day.  Instead, this change will happen at some unspecified time in “the spring or early summer of 2024”.)

Yes, folks, today is the day.  Starting today, you only get three months to respond to a USPTO post-reg trademark Office Action instead of the usual six months.   I told you all about this back on October 12, 2022 (blog article) and on December 3, 2022 (blog article).  This article hopefully answers some of your questions about this change. 

Does this affect the response period for post-reg Office Actions mailed yesterday or before?   No.  This affects only the response period for post-reg Office Actions mailed today (Saturday, October 7, 2023) or after today.

What if I need more than three months?  If you need more than three months, you can purchase the remaining three months (restoring the response period to the statutory six months) by paying $125.

So this works just like extensions of time in USPTO patent cases?  No!  It is quite different, in many ways, as this table details.

Patent Trademark
small entity or micro costs less? yes no
you can get one, two, or three months of extension?  (or four or five months for certain steps) yes you get to pick no, you can only get three months of extension, no more and no less
when you must pay? you may pay in arrears You must pay before the three months has run out
how much money? $55 to $3160 depending on entity size and number of months of extension $125

Madrid cases?  No, this does not apply to cases with a 66a filing basis (US designations from international trademark registrations).  Those cases will continue to get the full statutory six-month response period.

Gotchas?   Yes, there will be gotchas.  If you respond within the three-month period, but if the post-reg person says you have failed to “respond to all issues”, whatever that means, then your case will have gone abandoned and you will have to petition to revive.

Suppose you respond within the three-month period, and you supposedly fail to “respond to all issues”, and there is still some time left before the end of the three-month period, and the post-reg person delivers this bad news to you before the end of the three-month period.  In such a case, the post-reg person will let you know that to avoid abandonment, you can pay the $125 fee to purchase the remaining three months of response time.

As alert reader Michael Brown points out, the EA might choose to give you a 30-day “mulligan” if the EA decides that your response that failed to be “complete” was nonetheless “substantially complete”.  See blog article.

USPTO admits it cannot shut down EFS-Web

The USPTO has announced it plans to shut down EFS-Web (and Private PAIR) on November 8.  This is because, supposedly, Patent Center provides “100%” of the functions of EFS-Web and Private PAIR.  (This is a pants-on-fire lie, as the 187 signers explain to Director Vidal.)  So anyway, the real situation is that the USPTO actually admits that it must not shut down EFS-Web, as will now be described.  Continue reading “USPTO admits it cannot shut down EFS-Web”

AIPLA survey says Patent Center is not ready

The USPTO announced last Wednesday, September 20, 2023 that it has picked November 8, 2023 as the date that it will shut down Private PAIR and EFS-Web.  In doing so, the USPTO was communicating its view that supposely Patent Center is ready to be taken out of beta test, and is ready to be placed into production service, supposedly doing everything that Private PAIR does and everything that EFS-Web does.

One hundred seventy-eight members of the Patentcenter Listserv have sent a letter to USPTO Director Kathi Vidal (details here) today telling her that the USPTO is mistaken about this.

But the Patentcenter Listserv is not the only group that is trying to get USPTO Director Kathi Vidal to realize that Patent Center is not ready.  The American Intellectual Property Law Association has also tried to get her to realize this.  AIPLA carried out a survey in June of 2023 of actual users of Private PAIR, EFS-Web, and Patent Center.  Here are the results of the survey (presentation slides).  Here are some of the findings of the survey.  Respondents were asked:

Would you be comfortable with Private PAIR and EFS Web being shut down in favor of PatentCenter by sometime later this summer?

    • 455 respondents (89%) said no, they would not be comfortable with that.
    • only 58 respondents (11%) said yes, this should be fine.

Respondents were asked:

In your opinion, how ready is PatentCenter for full day-to-day use (without Private PAIR or EFS Web as a backup)?  The possible answers were on a scale of 1 to 5 where 5 means “fully ready”.  Here are the responses:

click to enlarge

A mere 2% of respondents said that PatentCenter is “fully ready”.  Even the next step down, a response of “4”, elicited a mere 6% of responses.   A staggering 92% of responses were in the bottom three values of 3, 2, or 1.

These slides have been presented to Director Vidal by AIPLA representatives.  To say this plainly, Director Vidal has seen these slides.  But despite the Director having seen these slides, the USPTO announced on September 20, 2023 that it is shutting down Private PAIR and EFS-Web on November 8, 2023.

An Open Letter to USPTO Director Vidal about Patent Center

Here is a PDF copy of a letter that got sent today to USPTO Director Kathi Vidal about Patent Center.  The letter, dated September 29, 2023, is from One Hundred Seventy-Eight Members of the Patent Center Listserv.  An HTML copy of the letter, with clickable links, may be seen here.

The emailed PDF copy of the letter got sent early in the morning of Friday, September 29th.  The paper copy of the letter to Director Vidal, sent by USPS, got delivered this morning, Monday, October 2 (click here to see tracking).  Here is the opening paragraph of the letter:

This is an urgent matter for your personal attention.  We write to ask that decommissioning of the USPTO’s two main software systems for patent applicants, Private PAIR and EFS-Web, currently announced for November 8, 2023, be delayed until Patent Center is complete and robust.  These software systems are the USPTO’s primary interface, critical-path linchpins for the entire US patent system.  This letter identifies a number of individual defects in the Patent Center software.  The pattern of software defects suggests something larger and more important—defects in the USPTO’s software development process.  We suggest that the USPTO’s current process trajectory cannot bring Patent Center to acceptable functionality or quality in six weeks.  These issues require your personal attention, and cannot be delegated.

I certainly hope that Director Vidal will read the letter carefully and will give much thought to the letter.